Legion Investor FAQ
Where does Legion Capital stock trade?
Legion Capital is traded publicly on the OTC marketplace under the symbol LGCP.
I bought stock directly from Legion. If I wish to sell some of that stock, what is the process for selling it?
If you purchased stock directly from Legion, you likely purchased it through one of two ways: (i) through our original Regulation D offering or; (ii) through our Regulation A offering.
- If you purchased your stock through our Regulation A offering, you should be able to directly deposit your stock into any brokerage firm that trades in or makes a market in OTC shares. If you do have an existing account with a brokerage firm, contact your firm and inquire as to whether they are able to trade in OTC stock. If not, contact our investor relations department and they will provide you with the names of Legion approved brokerage firms who will accept deposit and will execute trades on your behalf. (Please note that some firms will charge review and administrative fees for review and deposit of shares purchased directly from a company.)
- If you purchased your stock through our Regulation D offering, you must deposit your stock with a licensed broker dealer that is able to accept and trade in OTC shares. You will be required to fill out account and deposit forms to deposit your Legion shares and you will be required to provide an approved third-party legal opinion as to the tradable nature of the shares. Legion has arranged, and will provide this third-party legal opinion for our Regulation D shareholders at Legion’s cost. If you do have an existing account with a brokerage firm, contact your firm and inquire as to whether they are able to trade in OTC stock. If not, contact our investor relations department and they will provide you with the names of Legion approved brokerage firms who will accept deposit and will execute trades on your behalf. (Please note that some firms will charge review and administrative fees for review and deposit of shares purchased directly from a company.)
Can I buy stock directly from Legion Capital?
No, you will need to contact a licensed stock broker or use an online trading account.
How do I change the address on my shareholder account?
Through your brokerage account or by contacting our transfer agent.
Where is Legion Capital located?
301 E. Pine Street
Suite 850
Orlando, FL 32801
When is Legion Capital's fiscal year end?
December 31st
Who is Legion Capital's transfer agent?
ClearTrust, LLC
16540 Pointe Village Drive
Suite 205
Lutz, Florida 33558
813-235-4490
[email protected]
cleartrustonline.com
Who are Legion Capital's independent auditors?
Accell Audit & Compliance, PA
3001 N. Rocky Point Drive East, Suite 200
Tampa, FL 33607
Who is Legion Capital's outside legal counsel?
Frederick M. Lehrer P.A.
2108 Emil Jahna Road
Clermont, FL 34711